Carsten Norbert Kengeter
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carsten Norbert Kengeter, a licensed former licensee with CE reference ANM959. This person has 6.6 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2009-02-09 | 2013-06-01 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2009-02-09 | 2013-06-01 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
RO | Type 1 - Dealing in securities | 2007-02-23 | 2008-09-22 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
RO | Type 4 - Advising on securities | 2007-02-23 | 2008-09-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 - Dealing in securities | 2006-08-23 | 2008-09-22 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2006-08-23 | 2008-09-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 5 - Advising on futures contracts | 2006-08-23 | 2008-09-22 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
RO | Type 5 - Advising on futures contracts | 2006-08-23 | 2008-09-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2006-06-20 | 2006-08-23 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-06-20 | 2006-08-23 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 5 - Advising on futures contracts | 2006-06-20 | 2006-08-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Carsten Norbert Kengeter during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.