Yew Chye Wan
范有財
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yew Chye Wan (范有財), a licensed former licensee with CE reference ADF140. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2006-10-02 | 2012-02-07 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2006-10-02 | 2012-02-06 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2006-10-02 | 2012-02-07 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2006-10-02 | 2012-02-07 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-09-30 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-02-08 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2006-09-30 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-09-24 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 |
RO | Type 9 — Asset management | present | 2004-09-24 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 |
RO | Type 9 — Asset management | present | 2004-09-24 |
| RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 |
RO | Type 9 — Asset management | present | 2004-09-24 |