Feng Tao Ning
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Feng Tao Ning ( ), a licensed former licensee with CE reference AQX333. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-07-30 | 2012-03-17 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2009-07-30 | 2012-03-17 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2009-07-30 | 2012-03-17 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2009-07-30 | 2012-03-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2008-05-05 | 2009-05-02 |
| UBS Derivatives Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2008-05-05 | 2009-05-02 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2008-05-05 | 2009-05-02 |