Ricky Hoi Ki Mok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricky Hoi Ki Mok (莫海祺), a licensed Representative with CE reference ASJ715. Currently licensed at 1 firm(s): Hang Seng Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 12.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2026-03-16 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-03-16 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2020-02-05 | 2023-08-29 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2020-02-05 | 2023-08-29 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 9 - Asset management | 2015-01-07 | 2018-07-11 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-03 | 2018-07-11 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2012-07-03 | 2018-07-11 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-11 | 2011-08-27 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-14 | 2011-08-27 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2009-01-30 | 2011-08-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ricky Hoi Ki Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.