Kwok Chu Yeung
楊國柱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Chu Yeung (楊國柱), a licensed former licensee with CE reference BBW910. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-12 | 2025-06-05 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-12 | 2025-06-05 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-12 | 2025-12-31 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-19 | 2019-01-31 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-19 | 2019-01-31 |