James Diego Martielli
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Diego Martielli, a licensed former licensee with CE reference BEG507. This person has 2.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 1 - Dealing in securities | 2015-01-07 | 2017-07-05 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 4 - Advising on securities | 2015-01-07 | 2017-07-05 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 9 - Asset management | 2015-01-07 | 2017-07-05 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-09 | 2015-01-07 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-09 | 2015-01-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Diego Martielli during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.