James Diego Martielli
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Diego Martielli ( ), a licensed former licensee with CE reference BEG507. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2015-01-07 | 2017-07-05 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 4 — Advising on securities | 2015-01-07 | 2017-07-05 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 9 — Asset management | 2015-01-07 | 2017-07-05 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-10-09 | 2015-01-07 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-10-09 | 2015-01-07 |