Paul Ho Ching So
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Ho Ching So (蘇浩程), a licensed Responsible Officer with CE reference AQD146. Currently licensed at 1 firm(s): Hang Seng Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 14.2 years of SFC licence history. Total licence records on file: 27.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-11-28 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2025-08-25 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 4 - Advising on securities | 2025-08-25 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2025-08-25 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 9 - Asset management | 2025-08-25 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2025-06-23 | 2025-08-25 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-06-23 | 2025-08-25 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2025-06-23 | 2025-08-25 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-06-23 | 2025-11-28 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2025-06-23 | 2025-08-25 |
| Axial Partners Limited | RO | Type 4 - Advising on securities | 2024-07-11 | 2025-04-14 |
| Axial Partners Limited | RO | Type 9 - Asset management | 2024-07-11 | 2025-04-14 |
| Legal & General Investment Management Asia Limited | RO | Type 2 - Dealing in futures contracts | 2017-10-16 | 2020-12-31 |
| Legal & General Investment Management Asia Limited | RO | Type 1 - Dealing in securities | 2014-12-01 | 2020-12-31 |
| Legal & General Investment Management Asia Limited | RO | Type 9 - Asset management | 2014-12-01 | 2020-12-31 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2013-10-08 | 2014-05-26 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-01-06 | 2014-05-10 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 4 - Advising on securities | 2011-02-14 | 2014-05-10 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
RO | Type 9 - Asset management | 2011-02-14 | 2014-05-10 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-28 | 2011-02-14 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2010-05-28 | 2013-10-08 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 9 - Asset management | 2010-05-28 | 2011-02-14 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 4 - Advising on securities | 2010-01-13 | 2010-04-11 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-01-13 | 2010-04-11 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
RO | Type 9 - Asset management | 2010-01-13 | 2010-04-11 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2008-01-09 | 2010-01-13 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2008-01-09 | 2010-01-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Paul Ho Ching So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.