Felix Tak Long Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Felix Tak Long Lee (李德朗), a licensed Responsible Officer with CE reference AWX605. Currently licensed at 1 firm(s): Hang Seng Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 6 - Advising on corporate finance; Type 9 - Asset management. This person has 15.5 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-07-14 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 4 - Advising on securities | 2023-07-14 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 9 - Asset management | 2023-07-14 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-06-30 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-01-06 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-05-11 | 2017-01-06 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-03 | 2023-07-14 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-03 | 2023-07-14 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2011-03-03 | 2023-07-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Felix Tak Long Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.