Felix Tak Long Lee
李德朗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Felix Tak Long Lee (李德朗), a licensed Responsible Officer with CE reference AWX605. Currently licensed at 1 firm(s): Hang Seng Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 5 - Advising on futures contracts; Type 6 - Advising on corporate finance; Type 9 - Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-07-14 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 4 - Advising on securities | 2023-07-14 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 9 - Asset management | 2023-07-14 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-06-30 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2017-01-06 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-05-11 | 2017-01-06 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-03 | 2023-07-14 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-03 | 2023-07-14 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2011-03-03 | 2023-07-14 |