Ka Lee Lee

李嘉莉
CE No. ANN084 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lee Lee (李嘉莉), a licensed former licensee with CE reference ANN084. This person has 8.1 years of SFC licence history. Total licence records on file: 9.

Information

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Licence history

FirmRoleRegulated activityFromTo
Enhanced Investment Products Limited
易亞投資管理有限公司
Rep Type 4 - Advising on securities 2011-06-27 2015-05-01
Enhanced Investment Products Limited
易亞投資管理有限公司
Rep Type 9 - Asset management 2011-06-27 2015-05-01
Eastspring Investments (Hong Kong) Limited
瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務)
Rep Type 1 - Dealing in securities 2009-07-21 2011-06-03
Macquarie Capital Limited
麥格理資本股份有限公司
Rep Type 1 - Dealing in securities 2008-08-11 2008-11-26
Macquarie Equities (Asia) Limited
麥格理證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2006-08-28 2008-11-26
Macquarie Funds Management Hong Kong Limited
麥格理基金管理(香港)有限公司
Rep Type 4 - Advising on securities 2006-08-18 2008-11-26
Macquarie Funds Management Hong Kong Limited
麥格理基金管理(香港)有限公司
Rep Type 9 - Asset management 2006-08-18 2008-11-26
SG Asset Management (Hong Kong) Limited
法國興業資產管理(香港)有限公司
Rep Type 4 - Advising on securities 2006-07-21 2006-08-11
SG Asset Management (Hong Kong) Limited
法國興業資產管理(香港)有限公司
Rep Type 9 - Asset management 2006-07-21 2006-08-11

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Lee Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Tuan Huynh Huu Macquarie Equities (Asia) Limited 2006–2008
Angela Sze Wan Yip Enhanced Investment Products Limited 2011–2015
Hiu Man Wong Macquarie Equities (Asia) Limited 2006–2008
Ada Manyee Yin Enhanced Investment Products Limited 2011–2015
Tobias Christopher James Bland Enhanced Investment Products Limited 2011–2015
David Che Loon Lau Enhanced Investment Products Limited 2011–2015
Wei-Horng Hsieh Enhanced Investment Products Limited 2011–2015
Nicola Nicoletti Enhanced Investment Products Limited 2011–2014
Sze Man Wong Macquarie Equities (Asia) Limited 2007–2008
Gary Kwok Wai Leung Macquarie Equities (Asia) Limited 2006–2008
Rui Tang Enhanced Investment Products Limited 2011–2014
Paul Ho Ching So Enhanced Investment Products Limited 2011–2014
Howard Ho Yuen Ng Enhanced Investment Products Limited 2011–2013
Yan Li Enhanced Investment Products Limited 2012–2014
Hoi Yin Yuen Macquarie Equities (Asia) Limited 2006–2008
Wing Shing Lee Macquarie Equities (Asia) Limited 2006–2008
Nicholas James Creer Thompson Macquarie Equities (Asia) Limited 2006–2008
Albert Wing Wai Chan Macquarie Equities (Asia) Limited 2006–2008
Keith Kee Chee Chan Macquarie Equities (Asia) Limited 2006–2008
John Paul Antico Macquarie Equities (Asia) Limited 2006–2008
Explore the interactive colleague network →

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