Yan Li

李顏
CE No. AZP194 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Li (李顏), a licensed former licensee with CE reference AZP194. This person has 5.8 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
MCG Management Limited Rep Type 4 - Advising on securities 2014-09-30 2018-03-05
MCG Management Limited Rep Type 5 - Advising on futures contracts 2014-09-30 2018-03-05
MCG Management Limited Rep Type 9 - Asset management 2014-09-30 2018-03-05
Enhanced Investment Products Limited
易亞投資管理有限公司
Rep Type 4 - Advising on securities 2012-06-04 2014-09-30
Enhanced Investment Products Limited
易亞投資管理有限公司
Rep Type 5 - Advising on futures contracts 2012-06-04 2014-09-30
Enhanced Investment Products Limited
易亞投資管理有限公司
Rep Type 9 - Asset management 2012-06-04 2014-09-30

Worked alongside

The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Tobias Christopher James Bland MCG Management Limited 2014–2018
Nicola Nicoletti MCG Management Limited 2014–2017
Leo Kei Shui Yan MCG Management Limited 2015–2018
David Che Loon Lau MCG Management Limited 2014–2018
Christopher James Edwards MCG Management Limited 2015–2018
Ada Manyee Yin Enhanced Investment Products Limited 2012–2014
Angela Sze Wan Yip Enhanced Investment Products Limited 2012–2014
Wei-Horng Hsieh Enhanced Investment Products Limited 2012–2014
Ian Tin-Yeung Hon MCG Management Limited 2016–2018
Ka Lee Lee Enhanced Investment Products Limited 2012–2014
Stephen Douglas Howard MCG Management Limited 2015–2017
Paul Ho Ching So Enhanced Investment Products Limited 2012–2014
Howard Ho Yuen Ng Enhanced Investment Products Limited 2012–2013
Wai Lok Leung MCG Management Limited 2017–2018
Rui Tang Enhanced Investment Products Limited 2012–2014
Daniel Philip Turner MCG Management Limited 2017–2018
Luhua Kong Enhanced Investment Products Limited 2012
James Alexander Simmons Enhanced Investment Products Limited 2012
Fred Jheon Enhanced Investment Products Limited 2014

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