Alan Gordon Flynn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Gordon Flynn ( ), CE reference ALH871. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legal & General Investment Management Asia Limited | Rep | Type 1 — Dealing in securities | 2018-10-24 | 2018-12-07 |
| Legal & General Investment Management Asia Limited | Rep | Type 9 — Asset management | 2018-10-24 | 2018-12-07 |
| Legal & General Investment Management Asia Limited | RO | Type 9 — Asset management | 2015-04-20 | 2018-10-24 |
| Legal & General Investment Management Asia Limited | RO | Type 1 — Dealing in securities | 2013-07-22 | 2018-10-24 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-05-24 | 2012-07-20 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-08-04 | 2012-07-20 |
| Mercer (Hong Kong) Limited |
RO | Type 4 — Advising on securities | 2004-12-22 | 2005-08-04 |