Alan Gordon Flynn

CE No. ALH871 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Gordon Flynn, a licensed former licensee with CE reference ALH871. This person has 13.0 years of SFC licence history. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Legal & General Investment Management Asia Limited Rep Type 1 - Dealing in securities 2018-10-24 2018-12-07
Legal & General Investment Management Asia Limited Rep Type 9 - Asset management 2018-10-24 2018-12-07
Legal & General Investment Management Asia Limited RO Type 9 - Asset management 2015-04-20 2018-10-24
Legal & General Investment Management Asia Limited RO Type 1 - Dealing in securities 2013-07-22 2018-10-24
Marsh Investment Solutions (HK) Limited
達信投資方案(香港)有限公司
RO Type 1 - Dealing in securities 2012-05-24 2012-07-20
Marsh Investment Solutions (HK) Limited
達信投資方案(香港)有限公司
RO Type 4 - Advising on securities 2005-08-04 2012-07-20
Marsh (Mercer) Hong Kong Limited
達信(美世)香港有限公司
RO Type 4 - Advising on securities 2004-12-22 2005-08-04

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