Wai Chung Lee
李偉忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chung Lee (李偉忠), a licensed former licensee with CE reference APV528. This person has 15.7 years of SFC licence history. Total licence records on file: 25.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-03-25 | 2026-05-04 |
| Wealth Link Securities Limited 富滙證券有限公司 |
RO | Type 4 - Advising on securities | 2025-03-25 | 2026-05-04 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-05-23 | 2025-02-28 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-05-23 | 2025-02-28 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 4 - Advising on securities | 2024-05-23 | 2025-02-28 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2024-05-23 | 2025-02-28 |
| Fiduciary Securities Limited 護信證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-05-13 | 2023-02-10 |
| Fiduciary Securities Limited 護信證券有限公司 |
RO | Type 4 - Advising on securities | 2022-05-13 | 2023-02-10 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-05-22 | 2021-10-03 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-01-17 | 2021-10-03 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-01-17 | 2021-10-03 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-16 | 2021-10-03 |
| SDG Futures (HK) Limited 山金期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-08-16 | 2019-10-29 |
| LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-15 | 2018-03-02 |
| LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2017-08-15 | 2018-03-02 |
| LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-21 | 2017-08-15 |
| LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-07-21 | 2017-08-15 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-25 | 2017-07-15 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-07-25 | 2017-07-15 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-03 | 2014-03-15 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-08-03 | 2014-03-15 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-30 | 2011-06-30 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2009-03-10 | 2010-06-17 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-18 | 2011-07-16 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-10-18 | 2011-07-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Chung Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.