Han Yan
嚴涵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Han Yan (嚴涵), a licensed former licensee with CE reference BFN097. This person has 9.5 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guolian Securities International Asset Management Co., Limited 國聯證券國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-03-28 | 2025-12-30 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-02-07 | 2023-11-08 |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-02-07 | 2023-11-08 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-04-24 | 2021-12-31 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-24 | 2021-12-31 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2020-04-24 | 2021-12-31 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-06 | 2021-12-31 |
| SDG Futures (HK) Limited 山金期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-03-06 | 2019-10-29 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-19 | 2019-01-18 |
| Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-06-04 | 2016-07-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Han Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.