Ka Wa Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wa Chan (陳嘉華), a licensed Responsible Officer with CE reference AOX337. Currently licensed at 1 firm(s): Mirae Asset Securities (HK) Limited . Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 19.5 years of SFC licence history. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2026-09-02 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2026-09-02 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2026-09-02 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-05-08 | 2026-09-02 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2026-05-08 | 2026-09-02 |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-05-08 | 2026-09-02 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-09-01 | 2026-04-30 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-01 | 2026-04-30 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-09-01 | 2026-04-30 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-09-19 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-04 | 2025-08-31 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-12-01 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-14 | 2017-09-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Wa Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Haiya Ye | Chief Commodities Limited | 2009–2025 |
| Man Chung Chan | Chief Commodities Limited | 2009–2025 |
| Sai Wai Choi | Chief Commodities Limited | 2009–2025 |
| Keng Chee Kwok | Chief Commodities Limited | 2009–2025 |
| Ming Luo | Chief Commodities Limited | 2009–2025 |
| Kwok Kuen Ng | Chief Commodities Limited | 2009–2025 |
| Yee Kae Wong | Chief Commodities Limited | 2009–2025 |
| Jian Zhao | Chief Commodities Limited | 2009–2025 |
| Ka On Kwok | Chief Commodities Limited | 2009–2025 |
| Chi Yan Ho | Chief Commodities Limited | 2009–2025 |
| Tsan Yu Chan | Chief Commodities Limited | 2009–2025 |
| Yee Tak Leung | Chief Commodities Limited | 2010–2025 |
| Kwun Mo Au | Chief Commodities Limited | 2010–2025 |
| Yuk Wah Lam | Chief Commodities Limited | 2011–2025 |
| Hin Cheong Wu | Chief Commodities Limited | 2009–2023 |
| Tak Hung Chiu | Chief Commodities Limited | 2009–2023 |
| Yuen Ching Chan | Chief Commodities Limited | 2009–2022 |
| Man Wing Yau | Chief Commodities Limited | 2013–2025 |
| Ka Lok Yan | Chief Commodities Limited | 2013–2025 |
| Chak Nam Yeung | Chief Commodities Limited | 2013–2025 |