Tommy Chun Wai Pang
彭震威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tommy Chun Wai Pang (彭震威), a licensed former licensee with CE reference APV527. This person has 15.0 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-01-17 | 2023-12-29 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2020-01-17 | 2023-12-29 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-10-09 | 2023-12-29 |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-16 | 2023-12-29 |
| SDG Futures (HK) Limited 山金期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-08-16 | 2019-12-24 |
| Sorrento Securities Limited 擎天證券有限公司 |
RO | Type 4 - Advising on securities | 2017-09-12 | 2017-10-31 |
| Sorrento Securities Limited 擎天證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-04-13 | 2017-10-31 |
| Sorrento Securities Limited 擎天證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-20 | 2017-04-13 |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-06-15 | 2017-03-10 |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2016-06-15 | 2017-03-10 |
| Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2015-07-10 | 2017-03-10 |
| Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2014-11-07 | 2017-03-10 |
| Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-12-27 | 2014-11-07 |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-17 | 2016-06-15 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-03-20 | 2009-07-04 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-10-18 | 2009-07-04 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-10-18 | 2009-07-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tommy Chun Wai Pang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.