Kwun Mo Au
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwun Mo Au (區君模), a licensed Representative with CE reference AMV052. Currently licensed at 1 firm(s): Chief Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 20.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-01 | present |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-06-17 | 2025-08-31 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-09-30 | 2025-08-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-05 | 2025-08-31 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-08-22 | 2007-01-13 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-16 | 2006-08-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwun Mo Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Haiya Ye | Chief Commodities Limited | 2010–2025 |
| Ka Wa Chan | Chief Commodities Limited | 2010–2025 |
| Man Chung Chan | Chief Commodities Limited | 2010–2025 |
| Sai Wai Choi | Chief Commodities Limited | 2010–2025 |
| Chi Yan Ho | Chief Commodities Limited | 2010–2025 |
| Keng Chee Kwok | Chief Commodities Limited | 2010–2025 |
| Yee Tak Leung | Chief Commodities Limited | 2010–2025 |
| Ming Luo | Chief Commodities Limited | 2010–2025 |
| Kwok Kuen Ng | Chief Commodities Limited | 2010–2025 |
| Yee Kae Wong | Chief Commodities Limited | 2010–2025 |
| Jian Zhao | Chief Commodities Limited | 2010–2025 |
| Ka On Kwok | Chief Commodities Limited | 2010–2025 |
| Tsan Yu Chan | Chief Commodities Limited | 2010–2025 |
| Yuk Wah Lam | Chief Commodities Limited | 2011–2025 |
| Hin Cheong Wu | Chief Commodities Limited | 2010–2023 |
| Tak Hung Chiu | Chief Commodities Limited | 2010–2023 |
| Man Wing Yau | Chief Commodities Limited | 2013–2025 |
| Yuen Ching Chan | Chief Commodities Limited | 2010–2022 |
| Ka Lok Yan | Chief Commodities Limited | 2013–2025 |
| Chak Nam Yeung | Chief Commodities Limited | 2013–2025 |