Kin Pan Lam
林健斌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Pan Lam (林健斌), CE reference AGE554. Currently licensed at 5 firm(s): Everbright Securities Investment Services (HK) Limited, Everbright Securities Digital Finance (HK) Limited , China Everbright Securities (HK) Limited, CES Forex (HK) Limited, CES Commodities (HK) Limited . Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-11-08 | present |
| Everbright Securities Digital Finance (HK) Limited 光大證券數碼金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-19 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-16 | present |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-16 | present |
| CES Forex (HK) Limited 光證外匯(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-05-28 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-24 | present |
| CES Commodities (HK) Limited 光證期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-24 | present |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-05-16 | 2024-12-31 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 — Asset management | 2015-04-27 | 2023-08-31 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-11 | 2015-03-06 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-11 | 2015-03-06 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-02 | 2014-07-25 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-02 | 2014-07-25 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-23 | 2009-11-22 |
| Christfund Futures Limited 恒豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-10-23 | 2009-11-22 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-19 | 2006-09-06 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-04-19 | 2006-09-06 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-26 |
| CES Commodities (HK) Limited 光證期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-02-26 |
| CES Forex (HK) Limited 光證外匯(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2004-02-26 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-19 |
| CES Commodities (HK) Limited 光證期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-19 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |
| CES Commodities (HK) Limited 光證期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-19 |