Kwan Ho Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Ho Chan (陳鈞浩), a licensed Representative with CE reference APN775. Currently licensed at 1 firm(s): KKR Capital Markets Asia II Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 18.6 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KKR Capital Markets Asia II Limited | Rep | Type 1 - Dealing in securities | 2024-06-19 | present |
| KKR Capital Markets Asia II Limited | Rep | Type 4 - Advising on securities | 2024-06-19 | present |
| KKR Capital Markets Asia Limited | Rep | Type 1 - Dealing in securities | 2023-02-22 | 2024-06-18 |
| KKR Capital Markets Asia Limited | Rep | Type 4 - Advising on securities | 2023-02-22 | 2024-06-18 |
| Neuberger Berman Asia Limited | Rep | Type 1 - Dealing in securities | 2014-06-12 | 2022-12-16 |
| Neuberger Berman Asia Limited | Rep | Type 4 - Advising on securities | 2014-06-12 | 2022-12-16 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-05-10 | 2014-06-01 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-05-10 | 2014-06-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2011-04-08 | 2012-05-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-04-08 | 2012-05-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2007-10-25 | 2011-04-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 - Advising on securities | 2007-10-25 | 2011-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwan Ho Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.