Shuguang Mao
毛曙光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuguang Mao (毛曙光), a licensed former licensee with CE reference AMY549. This person has 7.8 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-29 | 2015-09-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-05-29 | 2015-09-21 |
| Eastern Marathon Investment Management (Hong Kong) Company Limited 東方馬拉松投資管理（香港）有限公司 |
Rep | Type 9 - Asset management | 2012-06-14 | 2013-04-30 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-06-10 | 2012-02-11 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-06-10 | 2012-02-11 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-04 | 2011-05-16 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-06-04 | 2011-05-16 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-16 | 2008-12-16 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-07-16 | 2008-12-16 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2008-05-05 | 2008-05-30 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2008-05-05 | 2008-05-30 |
| Wells Fargo Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | 2008-05-05 | 2008-05-30 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2006-01-24 | 2007-07-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuguang Mao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.