Shu Wan Chang
張淑婉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Wan Chang (張淑婉), a licensed former licensee with CE reference ACZ691. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-14 | 2021-07-31 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2014-08-19 | 2021-07-31 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2014-08-19 | 2021-07-31 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-07-18 | 2014-08-19 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-07-18 | 2014-08-19 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-01 | 2014-06-13 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-09-01 | 2014-06-13 |