Craig Hong Chu Chen
陳宏初
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Craig Hong Chu Chen (陳宏初), a licensed former licensee with CE reference AFS560. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 — Asset management | 2024-03-04 | 2024-07-01 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-25 | 2020-12-14 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2015-09-25 | 2020-12-14 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-09-25 | 2020-12-14 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-07 | 2015-09-25 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-08-07 | 2015-09-25 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-05-07 | 2015-08-01 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-05-07 | 2015-08-01 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-03-19 | 2013-05-07 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-03-19 | 2013-05-07 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-12-01 | 2013-02-28 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2010-12-01 | 2013-02-28 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-09-01 | 2010-09-07 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-09-01 | 2010-09-07 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-31 | 2009-09-01 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2007-07-10 | 2009-09-01 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2006-07-04 | 2007-06-29 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 9 — Asset management | 2006-05-02 | 2007-06-29 |