Craig Hong Chu Chen
陳宏初
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Craig Hong Chu Chen (陳宏初), a licensed former licensee with CE reference AFS560. This person has 14.6 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 9 - Asset management | 2024-03-04 | 2024-07-01 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-09-25 | 2020-12-14 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-09-25 | 2020-12-14 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2015-09-25 | 2020-12-14 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-08-07 | 2015-09-25 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-08-07 | 2015-09-25 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-05-07 | 2015-08-01 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2013-05-07 | 2015-08-01 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-19 | 2013-05-07 |
| Taikang Asset Management (Hong Kong) Company Limited 泰康資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-03-19 | 2013-05-07 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2010-12-01 | 2013-02-28 |
| HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2010-12-01 | 2013-02-28 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-01 | 2010-09-07 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-09-01 | 2010-09-07 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2007-08-31 | 2009-09-01 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2007-07-10 | 2009-09-01 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2006-07-04 | 2007-06-29 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 9 - Asset management | 2006-05-02 | 2007-06-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Craig Hong Chu Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.