Jessica Yee-Man Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jessica Yee-Man Lee (李綺雯), a licensed Responsible Officer with CE reference AXH483. Currently licensed at 1 firm(s): Oriental Harbor (Hong Kong) Investment Management Co., Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oriental Harbor (Hong Kong) Investment Management Co., Limited 東方港灣(香港)投資管理有限公司 |
RO | Type 4 - Advising on securities | 2022-02-14 | present |
| Oriental Harbor (Hong Kong) Investment Management Co., Limited 東方港灣(香港)投資管理有限公司 |
RO | Type 9 - Asset management | 2020-09-03 | present |
| Oriental Harbor (Hong Kong) Investment Management Co., Limited 東方港灣(香港)投資管理有限公司 |
Rep | Type 9 - Asset management | 2016-04-11 | 2020-09-03 |
| Eastern Marathon Investment Management (Hong Kong) Company Limited 東方馬拉松投資管理（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-21 | 2016-02-29 |
| Eastern Marathon Investment Management (Hong Kong) Company Limited 東方馬拉松投資管理（香港）有限公司 |
Rep | Type 9 - Asset management | 2012-08-28 | 2016-02-29 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-06-02 | 2012-08-04 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-06-02 | 2012-08-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Jessica Yee-Man Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.