Hui-Ming Chen
陳慧明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui-Ming Chen (陳慧明), a licensed Responsible Officer with CE reference ALW538. Currently licensed at 1 firm(s): Nucopia Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nucopia Capital Limited 聚芯資本有限公司 |
RO | Type 4 - Advising on securities | 2025-11-11 | present |
| Nucopia Capital Limited 聚芯資本有限公司 |
RO | Type 9 - Asset management | 2025-11-11 | present |
| Substance Capital (HK) Limited 元實資本有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-09 | 2018-04-12 |
| Substance Capital (HK) Limited 元實資本有限公司 |
RO | Type 4 - Advising on securities | 2017-08-08 | 2018-04-12 |
| Substance Capital (HK) Limited 元實資本有限公司 |
RO | Type 9 - Asset management | 2017-08-08 | 2018-04-12 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2014-09-29 | 2015-11-07 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-21 | 2014-06-25 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-21 | 2012-01-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-13 | 2005-04-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hui-Ming Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.