Grace Yuet Ming Wu
胡月明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grace Yuet Ming Wu (胡月明), CE reference AKI974. Currently licensed at 1 firm(s): Fitch (Hong Kong) Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 |
Rep | Type 10 — Providing credit rating services | 2014-08-18 | present |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-13 | 2014-05-15 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-13 | 2012-01-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-29 | 2010-07-15 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-16 | 2008-09-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-04-15 | 2007-06-23 |