Man Hon Chan

陳文瀚
CE No. AEI555 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Hon Chan (陳文瀚), a licensed former licensee with CE reference AEI555. This person has 9.9 years of SFC licence history. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Daiwa Capital Markets Hong Kong Limited
大和資本市場香港有限公司
Rep Type 4 - Advising on securities 2010-03-17 2014-10-01
Daiwa Institute of Research (Hong Kong) Limited
大和總研(香港)有限公司
Rep Type 4 - Advising on securities 2010-03-17 2012-01-30
MainFirst Securities Hong Kong Limited Rep Type 4 - Advising on securities 2008-06-23 2008-09-30
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities Pre-2003 2005-03-21
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 4 - Advising on securities Pre-2003 2008-05-09
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2005-03-21
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2005-03-21
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 9 - Asset management Pre-2003 2005-01-28

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