Colin David Bradbury
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Colin David Bradbury ( ), a licensed former licensee with CE reference AAV861. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-13 | 2012-02-16 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-13 | 2012-01-30 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-05 | 2010-05-29 |