Kwok Yu Kan
簡國裕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Yu Kan (簡國裕), a licensed former licensee with CE reference ACZ368. This person has 18.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-24 | 2022-02-11 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
RO | Type 4 - Advising on securities | 2003-12-10 | 2012-01-30 |
| Daiwa Institute of Research (Hong Kong) Limited 大和總研(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Yu Kan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.