Ka Lok Yan
甄嘉樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lok Yan (甄嘉樂), a licensed former licensee with CE reference AJK630. This person has 16.6 years of SFC licence history. Total licence records on file: 37.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 1 - Dealing in securities | 2026-03-18 | 2026-05-03 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
RO | Type 4 - Advising on securities | 2026-03-18 | 2026-05-03 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 1 - Dealing in securities | 2025-11-25 | 2026-03-18 |
| CEB International Capital Corporation Limited 光銀國際資本有限公司 |
Rep | Type 4 - Advising on securities | 2025-11-25 | 2026-03-18 |
| Finloop Finance Limited 星路金融有限公司 |
RO | Type 9 - Asset management | 2024-10-31 | 2025-10-15 |
| Fosun International Asset Management Limited 復星國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-08-26 | 2025-10-15 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 9 - Asset management | 2024-07-31 | 2025-10-15 |
| Fosun International Asset Management Limited 復星國際資產管理有限公司 |
RO | Type 9 - Asset management | 2023-08-03 | 2025-10-15 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-04-26 | 2025-10-15 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 4 - Advising on securities | 2023-04-26 | 2025-10-15 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2020-02-25 | 2020-09-04 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
RO | Type 9 - Asset management | 2020-02-25 | 2020-09-04 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-02-20 | 2020-02-25 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-02-20 | 2020-02-25 |
| CCB Securities Limited 建行證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-12-12 | 2019-07-31 |
| CCB Securities Limited 建行證券有限公司 |
RO | Type 4 - Advising on securities | 2016-06-20 | 2019-07-31 |
| CCB Securities Limited 建行證券有限公司 |
RO | Type 9 - Asset management | 2016-06-20 | 2019-07-31 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2014-06-26 | 2016-03-31 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2014-06-26 | 2016-03-31 |
| Blossomhill Investment Limited 豐碩投資有限公司 |
RO | Type 9 - Asset management | 2013-10-25 | 2014-06-14 |
| BCCF Securities Co., Limited 文心証券有限公司 |
RO | Type 4 - Advising on securities | 2012-09-17 | 2013-05-27 |
| BCCF Securities Co., Limited 文心証券有限公司 |
RO | Type 9 - Asset management | 2012-09-17 | 2013-05-27 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 9 - Asset management | 2012-04-23 | 2012-06-23 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2011-06-10 | 2012-06-23 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 2 - Dealing in futures contracts | 2011-06-10 | 2012-06-23 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 4 - Advising on securities | 2011-06-10 | 2012-06-23 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 5 - Advising on futures contracts | 2011-06-10 | 2012-06-23 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-06 | 2011-06-10 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-02 | 2011-06-10 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 9 - Asset management | 2009-01-02 | 2012-04-23 |
| Anuenue Securities Limited 鉅亨證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-09-06 | 2007-08-03 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-07 | 2005-08-06 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-07 | 2005-08-06 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-01-07 | 2005-08-06 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-26 | 2005-01-06 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-11-26 | 2005-01-06 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-02-03 | 2005-01-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Lok Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.