Chi Hong Tang
鄧志康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Hong Tang (鄧志康), a licensed Responsible Officer with CE reference AAF883. Currently licensed at 1 firm(s): Surge Investment Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 43.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Surge Investment Management Limited 滔湧資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2026-03-17 | present |
| Surge Investment Management Limited 滔湧資本管理有限公司 |
RO | Type 4 — Advising on securities | 2026-03-17 | present |
| Surge Investment Management Limited 滔湧資本管理有限公司 |
RO | Type 9 — Asset management | 2026-03-17 | present |
| Pryme Capital Limited 啟元資本有限公司 |
RO | Type 4 — Advising on securities | 2024-04-15 | 2025-05-25 |
| Pryme Capital Limited 啟元資本有限公司 |
RO | Type 9 — Asset management | 2024-04-15 | 2025-05-25 |
| Still Water Capital Management Limited 寧水資本管理有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-12-12 | 2021-06-30 |
| Still Water Capital Management Limited 寧水資本管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2016-12-12 | 2021-06-30 |
| Still Water Capital Management Limited 寧水資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2015-08-28 | 2021-06-30 |
| Still Water Capital Management Limited 寧水資本管理有限公司 |
RO | Type 4 — Advising on securities | 2015-08-28 | 2021-06-30 |
| Still Water Capital Management Limited 寧水資本管理有限公司 |
RO | Type 9 — Asset management | 2015-08-28 | 2021-06-30 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-07-16 | 2015-02-11 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-07-16 | 2015-02-11 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-07-16 | 2015-02-11 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-07-16 | 2015-02-11 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 4 — Advising on securities | 2013-07-16 | 2015-02-11 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 9 — Asset management | 2013-07-16 | 2015-02-11 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-17 | 2013-07-16 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-17 | 2013-07-16 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-17 | 2013-07-16 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-17 | 2013-07-16 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-17 | 2013-07-16 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-06-17 | 2013-07-16 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 4 — Advising on securities | 2011-10-04 | 2013-05-03 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 9 — Asset management | 2011-10-04 | 2013-05-03 |
| Kingsway SW Asset Management Limited 滙富資產管理有限公司 |
RO | Type 9 — Asset management | 2011-10-04 | 2013-05-03 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2011-06-17 | 2013-05-03 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-06-17 | 2013-05-03 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-07 | 2011-06-17 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-07 | 2011-06-17 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-05-24 | 2011-05-21 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 5 — Advising on futures contracts | 2010-05-24 | 2011-05-21 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2008-07-15 | 2011-04-08 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 4 — Advising on securities | 2008-07-15 | 2011-04-08 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 9 — Asset management | 2008-06-30 | 2011-04-08 |
| Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-05-18 | 2008-04-30 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RO | Type 1 — Dealing in securities | 2005-08-16 | 2006-09-01 |
| JS Securities Limited 晉商證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-08-12 | 2006-01-25 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2003-06-23 | 2006-09-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-23 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-20 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-20 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-06-20 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-20 |