Chi Tak Kwan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Tak Kwan (關志德), a licensed Responsible Officer with CE reference AHC006. Currently licensed at 1 firm(s): DWS Investments Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 23.1 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 - Dealing in securities | 2016-04-20 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 - Advising on securities | 2016-04-20 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 9 - Asset management | 2016-04-20 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-07 | 2016-04-20 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2016-01-07 | 2016-04-20 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2016-01-07 | 2016-04-20 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 |
RO | Type 9 - Asset management | 2007-05-02 | 2015-11-30 |
| DNB Asset Management (Asia) Limited 北歐亞洲拓展有限公司 |
Rep | Type 9 - Asset management | 2007-04-16 | 2007-05-02 |
| OP Investment Management Limited 東英投資管理有限公司 |
RO | Type 9 - Asset management | 2004-02-18 | 2007-03-31 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-31 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-31 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Tak Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.