Ka Lung Yip
葉家龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lung Yip (葉家龍), a licensed Responsible Officer with CE reference ADZ376. Currently licensed at 1 firm(s): China Venture Fortune Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 19.3 years of SFC licence history. Total licence records on file: 57.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Venture Fortune Securities Limited 中創富盈證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-09-30 | present |
| China Venture Fortune Securities Limited 中創富盈證券有限公司 |
RO | Type 4 - Advising on securities | 2025-09-30 | present |
| China Venture Fortune Securities Limited 中創富盈證券有限公司 |
RO | Type 9 - Asset management | 2025-09-30 | present |
| China Venture Fortune Securities Limited 中創富盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-16 | 2025-09-30 |
| China Venture Fortune Securities Limited 中創富盈證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-16 | 2025-09-30 |
| China Venture Fortune Securities Limited 中創富盈證券有限公司 |
Rep | Type 9 - Asset management | 2025-09-16 | 2025-09-30 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-09-26 | 2024-10-09 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 4 - Advising on securities | 2023-09-26 | 2024-10-09 |
| Kam Luen Securities Limited 金鑾證券有限公司 |
RO | Type 9 - Asset management | 2023-09-26 | 2024-10-09 |
| Constance Capital Limited 弘雅資本有限公司 |
RO | Type 4 - Advising on securities | 2018-03-13 | 2023-06-30 |
| Constance Capital Limited 弘雅資本有限公司 |
RO | Type 9 - Asset management | 2018-03-13 | 2023-06-30 |
| Constance Capital Limited 弘雅資本有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-19 | 2023-06-30 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-03-24 | 2016-10-21 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-02-26 | 2016-10-21 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-01-09 | 2015-02-26 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
RO | Type 9 - Asset management | 2014-06-11 | 2014-12-22 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
RO | Type 1 - Dealing in securities | 2014-02-10 | 2014-12-22 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
RO | Type 4 - Advising on securities | 2014-02-10 | 2014-12-22 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-01-10 | 2014-02-10 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-10 | 2014-02-10 |
| ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2013-07-23 | 2013-12-17 |
| ICBC (Asia) Futures Company Limited 工銀亞洲期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2013-07-23 | 2013-12-17 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2011-06-28 | 2012-08-13 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
RO | Type 4 - Advising on securities | 2011-06-28 | 2012-08-13 |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-10-25 | 2012-08-13 |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
RO | Type 5 - Advising on futures contracts | 2010-10-25 | 2012-08-13 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
RO | Type 1 - Dealing in securities | 2010-10-13 | 2012-08-13 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
RO | Type 4 - Advising on securities | 2010-10-13 | 2012-08-13 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-07 | 2010-10-13 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-07 | 2010-10-13 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2010-05-20 | 2010-08-18 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2010-05-20 | 2010-08-18 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 4 - Advising on securities | 2010-05-20 | 2010-08-18 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2010-05-20 | 2010-08-18 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
RO | Type 4 - Advising on securities | 2009-12-16 | 2010-08-18 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
RO | Type 5 - Advising on futures contracts | 2009-12-16 | 2010-08-18 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2009-09-03 | 2010-08-18 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-09-03 | 2010-08-18 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-18 | 2009-09-03 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-08-18 | 2009-09-03 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2009-05-06 | 2009-08-13 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2009-05-05 | 2009-08-13 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-16 | 2009-05-05 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2008-03-20 | 2009-03-04 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2008-03-20 | 2009-03-04 |
| China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-09-21 | 2007-05-01 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-08-12 | 2005-03-17 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-16 | 2005-03-17 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-16 | 2005-03-17 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-11-10 | 2004-07-15 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-02 |
| Public Futures Limited 大眾期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2003-10-02 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-10-02 |
| Public Futures Limited 大眾期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-10-02 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-10-02 |
| Public Financial Securities Limited 大眾金融証券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-02 |
| Public Futures Limited 大眾期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-10-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Lung Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.