Hon Wah Chiu
趙漢華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Wah Chiu (趙漢華), a licensed former licensee with CE reference ABP616. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-24 | 2023-01-01 |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-06-24 | 2023-01-01 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-20 | 2022-06-24 |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-05-20 | 2022-06-24 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-20 | 2019-05-20 |
| SDIC Securities International Financial Holdings Limited 國投證券國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-20 | 2014-09-15 |
| SDIC Securities Futures (Hong Kong) Limited 國投證券期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-20 | 2019-05-20 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-13 | 2010-10-14 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-13 | 2010-10-14 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-14 | 2010-10-14 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-14 | 2010-10-14 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-17 | 2008-02-18 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-08-24 | 2008-02-18 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-06-13 | 2004-08-24 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2003-06-13 | 2004-08-09 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-06-13 | 2004-08-24 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 9 — Asset management | 2003-06-13 | 2004-08-09 |