Kin Wai Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Wai Wong (黃建偉), a licensed Responsible Officer with CE reference ADP029. Currently licensed at 2 firm(s): OCBC Securities Brokerage (Hong Kong) Limited, OCBC Futures Investment (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2026-04-13 | present |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2024-07-24 | present |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-07-24 | present |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-04-15 | 2024-07-24 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2024-07-24 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-16 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-16 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-07-21 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Wai Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.