Samuel Shong Au-Yong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Shong Au-Yong (歐陽淞), a licensed Responsible Officer with CE reference ACH857. Currently licensed at 2 firm(s): Upbest Assets Management Limited, Upbest Securities Company Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 22.0 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-10-04 | present |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-10-04 | present |
| Euto Capital Partners Limited 裕韜資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-04-28 | 2018-07-31 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 6 - Advising on corporate finance | 2012-06-27 | 2015-03-31 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-05-02 | 2012-06-27 |
| South West Capital Limited 西南融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2011-06-30 | 2012-03-01 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-19 | 2010-12-30 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 4 - Advising on securities | 2009-09-08 | 2010-12-30 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 9 - Asset management | 2009-09-08 | 2010-12-30 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 4 - Advising on securities | 2009-02-06 | 2009-04-20 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 9 - Asset management | 2009-02-06 | 2009-04-20 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 6 - Advising on corporate finance | 2007-03-08 | 2010-12-30 |
| Baron Asia Limited 建勤亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-08-25 | 2006-12-22 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 1 - Dealing in securities | 2003-09-17 | 2005-07-21 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 6 - Advising on corporate finance | 2003-09-17 | 2005-07-21 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2003-07-07 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2003-07-07 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-07-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Samuel Shong Au-Yong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.