Michael Tsai Ping Sze
史習平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Tsai Ping Sze (史習平), a licensed former licensee with CE reference AAV280. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RaffAello Asset Management (HK) Limited | RO | Type 9 — Asset management | 2015-07-27 | 2016-03-10 |
| RaffAello Asset Management (HK) Limited | Rep | Type 9 — Asset management | 2015-06-24 | 2015-07-27 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 1 — Dealing in securities | 2013-10-04 | 2014-06-26 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 1 — Dealing in securities | 2009-10-15 | 2013-09-19 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-10-15 | 2013-09-19 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-04-20 | 2014-06-26 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 1 — Dealing in securities | 2003-05-28 | 2014-12-01 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 4 — Advising on securities | 2003-05-28 | 2014-12-01 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-05-28 | 2014-12-01 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 9 — Asset management | 2003-05-28 | 2014-12-01 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 1 — Dealing in securities | present | 2009-04-20 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2009-04-20 |