Michael Tsai Ping Sze
史習平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Tsai Ping Sze (史習平), a licensed former licensee with CE reference AAV280. This person has 12.4 years of SFC licence history. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RaffAello Asset Management (HK) Limited | RO | Type 9 - Asset management | 2015-07-27 | 2016-03-10 |
| RaffAello Asset Management (HK) Limited | Rep | Type 9 - Asset management | 2015-06-24 | 2015-07-27 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 1 - Dealing in securities | 2013-10-04 | 2014-06-26 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 1 - Dealing in securities | 2009-10-15 | 2013-09-19 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 6 - Advising on corporate finance | 2009-10-15 | 2013-09-19 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2009-04-20 | 2014-06-26 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 1 - Dealing in securities | 2003-05-28 | 2014-12-01 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 4 - Advising on securities | 2003-05-28 | 2014-12-01 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 6 - Advising on corporate finance | 2003-05-28 | 2014-12-01 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 9 - Asset management | 2003-05-28 | 2014-12-01 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2009-04-20 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2009-04-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Tsai Ping Sze during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.