Wai Yan Lin
林慧欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yan Lin (林慧欣), a licensed former licensee with CE reference AEU175. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
RO | Type 4 — Advising on securities | 2023-10-18 | 2024-04-05 |
| FUZE SECURITIES (INTERNATIONAL) LIMITED 富澤證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-25 | 2024-04-05 |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 |
RO | Type 4 — Advising on securities | 2011-06-14 | 2015-06-16 |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 |
RO | Type 9 — Asset management | 2011-06-14 | 2015-06-16 |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 |
RO | Type 4 — Advising on securities | 2009-10-05 | 2010-09-01 |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 |
RO | Type 9 — Asset management | 2009-10-05 | 2010-09-01 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
RO | Type 1 — Dealing in securities | 2008-03-05 | 2023-05-10 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2008-03-05 | 2024-04-05 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 1 — Dealing in securities | present | 2008-02-20 |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2008-02-20 |
| Joy Silver Limited 喜銀有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2008-02-20 |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 |
RO | Type 9 — Asset management | present | 2008-02-20 |