Siu Kam Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kam Li (李小琴), a licensed Representative with CE reference AAC179. Currently licensed at 3 firm(s): Wocom Securities Limited, Wocom Limited, Wocom Foreign Exchange Co. Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 3 - Leveraged foreign exchange trading. This person has 23.6 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | present |
| Wocom Limited 宏高有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | present |
| Wocom Foreign Exchange Co. Limited 宏高金融有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | Pre-2003 | present |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-22 |
| Wocom Limited 宏高有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-08-22 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-22 |
| Wocom Limited 宏高有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-22 |
| Wocom Securities Limited 宏高證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Kam Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Hong Fu Wong | Wocom Foreign Exchange Co. Limited | 2003–present |
| Bill Chi Piu Kwok | Wocom Limited | 2003–present |
| Daniel Ting Chung Yim | Wocom Limited | 2003–present |
| Christy Cho Kwong Choy | Wocom Limited | 2003–2022 |
| Kwok Ho Chan | Wocom Limited | 2003–present |
| Trini Chi Suen Tsang | Wocom Securities Limited | 2005–present |
| Chin Pik Chan | Wocom Limited | 2009–present |
| Lawrence Yam Ting Kot | Wocom Limited | 2003–present |
| Siu Hung Kwan | Wocom Limited | 2003–present |
| Kwok Shing Li | Wocom Limited | 2003–present |
| Yu Yam Heung | Wocom Securities Limited | 2003–present |
| William Yuk Fai Mak | Wocom Limited | 2003–2025 |
| Michael Ying Tak Chu | Wocom Securities Limited | 2003–present |
| Kit Man Leung | Wocom Securities Limited | 2007–present |
| Li Hsin Tsai | Wocom Limited | 2003–2015 |
| Choi Yung Poon | Wocom Limited | 2003–2015 |
| Siu Yeung Yueh | Wocom Securities Limited | 2005–present |
| Shiu Kay Ho | Wocom Limited | 2003–2014 |
| Yat Fai Lee | Wocom Limited | 2003–2014 |
| Yin Lam | Wocom Limited | 2003–2013 |