Going Securities Limited

高盈證券有限公司

CE No. BPS863 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Going Securities Limited (高盈證券有限公司), a Hong Kong-based licensed corporation with CE reference BPS863. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 5 - Advising on futures contracts; 9 - Asset management. Current licensed staff on file: 6 (total recorded over time: 16). Earliest licence on file: 2020-12-30.
Category:: Sell side · Brokerage
Registered address:: FLAT 02 9/F, CATIC PLAZA, 8 CAUSEWAY ROAD, CAUSEWAY BAY, HK
Website:
LinkedIn:

Activity	From	To
Type 1 - Dealing in securities	2022-06-30	present
Type 2 - Dealing in futures contracts	2020-12-30	present
Type 4 - Advising on securities	2023-06-13	present
Type 5 - Advising on futures contracts	2020-12-30	present
Type 9 - Asset management	2023-06-13	present

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Sze Nga Hui 許思雅	RO 1, 2, 4, 5, 9	2023-06	Present
Yung Yin Pun 潘用賢	RO 1, 2, 4, 5 Rep 1, 2, 4, 5	2025-12	Present
Ming Min Zhang 章明敏	RO 1, 4, 9	2025-04	Present
Yee Ching Ip 葉綺晴	Rep 1, 4, 9	2025-10	Present
Wang Sum Nelson Lau 劉泓琛	Rep 1, 2, 4, 5	2026-01	Present
Ximei Wang 王喜梅	Rep 1, 2, 4, 5, 9	2025-02	Present
Boris Kwun Kwan Kam 金冠群	RO 1, 2, 4, 5, 9 Rep 1, 2, 4, 5, 9	2026-03	2026-04
Pou Keong U 余寶強	Rep 1, 2, 4, 5, 9	2026-03	2026-04
Kwong San Chung 鍾廣燊	RO 2, 5 Rep 2, 5	2025-11	2026-03
Yu Foon Cheung 張儒歡	RO 1, 2, 4, 9 Rep 1, 2, 4, 9	2025-09	2026-02
Tsz Ho Lee 李子豪	RO 2, 5 Rep 1, 4	2024-10	2026-02
Chun Pong Siu 蕭鎮邦	Rep 1, 2, 4, 5	2025-04	2025-10
Ka Fung Yeung 楊家峰	RO 1, 4 Rep 1, 9	2024-09	2025-05
Kwun Hung Chow 周冠雄	RO 1, 2, 4, 5, 9	2020-12	2024-10
Chun Kwan Tong 湯鎮坤	RO 1, 2, 4, 5 Rep 2, 5, 9	2021-10	2024-10
Kin Pong Wong 黃建邦	RO 1, 2, 4, 5 Rep 9	2020-12	2024-10