TransAsia Private Capital Limited
寰亞資本管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for TransAsia Private Capital Limited (寰亞資本管理有限公司), a Hong Kong-based licensed corporation with CE reference AZR590. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 12 (total recorded over time: 41). Earliest licence on file: 2013-03-19.
- Category:
-
Buyside · Wealth management
- Registered address:
- 18 Floor Printing House, 6 Duddell Street, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2019-03-11 | present |
| Type 4 - Advising on securities | 2013-08-09 | present |
| Type 9 - Asset management | 2013-03-19 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (41)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jiffriy Chandra 陳震斌 | RO 1, 4, 9 | 2013-03 | Present |
| Joon Kwang Wong 王運光 | RO 1, 4, 9 Rep 4, 9 | 2014-06 | Present |
| Aston Yang 楊子賢 | RO 1, 4, 9 Rep 4, 9 | 2013-03 | Present |
| Amit Vikram Agarwal | Rep 4, 9 | 2021-01 | Present |
| Kelly Tung Mui Chan 陳冬梅 | Rep 1, 4, 9 | 2014-05 | Present |
| Justin Robert Dana | Rep 1, 4, 9 | 2021-01 | Present |
| Jasmine Kaur | Rep 4, 9 | 2021-10 | Present |
| Wai Kho 許維 | Rep 1, 4, 9 | 2021-02 | Present |
| Katherine Qing Lian 廉青 | Rep 1, 4, 9 | 2020-05 | Present |
| Naveed Ahamed Rilwan | Rep 1, 4, 9 | 2021-12 | Present |
| Calvin C Tseng | Rep 4, 9 | 2021-05 | Present |
| Fusheng Tenzan Wong 王富胜 | Rep 1, 4, 9 | 2020-07 | Present |
| Jae Hee Jang 張在喜 | Rep 1, 4, 9 | 2024-06 | 2025-09 |
| Chun Yat Chan 陳進一 | Rep 1, 4, 9 | 2022-07 | 2025-04 |
| Po Han Kiu 喬寶嫻 | Rep 1, 4, 9 | 2019-09 | 2025-04 |
| Tsun Ming Hou 侯峻明 | Rep 4, 9 | 2023-01 | 2023-07 |
| Xuanhui Nicola Wong 王璇惠 | Rep 1, 4, 9 | 2019-09 | 2023-03 |
| Ka Yan Ho 何家恩 | Rep 4, 9 | 2022-03 | 2022-06 |
| Chenshuo Lyu 呂晨碩 | Rep 4, 9 | 2016-06 | 2022-06 |
| Bernard Ting Kin Cheung 張廷堅 | Rep 1, 4, 9 | 2021-08 | 2022-03 |
| Yee Mui Tonette Kwan 關儀梅 | Rep 1, 4, 9 | 2019-10 | 2022-01 |
| Shih Min Tan 陳世民 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-04 | 2022-01 |
| Alexander George Wood | Rep 1, 4, 9 | 2020-01 | 2021-06 |
| Junson Chan 陳駿盛 | Rep 4, 9 | 2018-05 | 2021-03 |
| Hongwu Zhai 翟泓武 | Rep 4, 9 | 2020-12 | 2021-02 |
| Mary Desiree Tahud Atup | Rep 1, 4, 9 | 2019-09 | 2021-01 |
| Samuel Brian Clothier | Rep 1, 4, 9 | 2020-01 | 2021-01 |
| Chun Kong Shu | Rep 4, 9 | 2018-01 | 2020-11 |
| Enkhtur Lkhagvajav | Rep 4, 9 | 2020-08 | 2020-10 |
| Hui Shi 史卉 | Rep 1, 4, 9 | 2020-01 | 2020-10 |
| Thomas Patrick Holland | RO 9 Rep 1, 4, 9 | 2019-08 | 2020-08 |
| Yu Han | Rep 1, 4, 9 | 2019-09 | 2020-07 |
| Jayashree Jena | Rep 1, 4, 9 | 2019-09 | 2019-11 |
| Kee Ming Yeung 楊基銘 | Rep 4, 9 | 2018-01 | 2018-02 |
| Cheuk Fung Cheung 張卓峰 | Rep 4, 9 | 2016-10 | 2017-07 |
| Jialei Zhou 周佳雷 | Rep 4, 9 | 2016-10 | 2017-06 |
| Robert Warren Lim 林華銓 | RO 4, 9 | 2013-03 | 2017-04 |
| William Li-Wei Lee | Rep 4, 9 | 2015-03 | 2016-09 |
| Yuheng He 何宇恆 | Rep 4, 9 | 2014-04 | 2016-07 |
| Chia Lin Han 韓佳玲 | Rep 4, 9 | 2013-04 | 2014-04 |
| David Hian-Fook Voon 溫賢福 | RO 4, 9 | 2013-03 | 2013-11 |
Showing 1–41 of 41
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 - 438 staff - 3 shared activity types - 光大證券投資服務(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 - 317 staff - 3 shared activity types - 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司