Chia Lin Han
韓佳玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chia Lin Han (韓佳玲), a licensed former licensee with CE reference AGG699. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HBS (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2021-11-09 | 2023-10-17 |
| HBS (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2021-11-09 | 2023-10-17 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-07-09 | 2019-11-20 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-19 | 2019-11-20 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-19 | 2019-11-20 |
| BOSC International Company Limited 上銀國際有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-16 | 2019-04-26 |
| BOSC International Company Limited 上銀國際有限公司 |
RO | Type 4 — Advising on securities | 2018-01-16 | 2019-04-26 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-03 | 2018-01-16 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-16 | 2018-01-16 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-03-16 | 2019-04-26 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-13 | 2014-04-01 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 9 — Asset management | 2013-04-12 | 2014-04-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2006-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2006-03-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |