Alexander George Wood
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander George Wood ( ), a licensed former licensee with CE reference BPE301. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celera Markets Limited 晟雷市場有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-10 | 2022-10-31 |
| Celera Markets Limited 晟雷市場有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-10 | 2022-10-31 |
| Celera Markets Limited 晟雷市場有限公司 |
Rep | Type 9 — Asset management | 2021-12-10 | 2022-10-31 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-03 | 2021-06-22 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-03 | 2021-06-22 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-01-03 | 2021-06-22 |