Alphamax Asset Management (HK) Limited

利升資產管理(香港)有限公司
CE No. AZP290 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alphamax Asset Management (HK) Limited (利升資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AZP290. Currently licensed for regulated activity type(s) 9 - Asset management. Current licensed staff on file: 4 (total recorded over time: 19). Earliest licence on file: 2012-08-06.

Formerly known as:
YGD Asset Management (HK) Limited 國鼎資產管理(香港)有限公司 (until 2019-04-04)
YGD Asset Management (HK) Limited 雨潤國鼎資產管理(香港)有限公司 (until 2015-05-15)
YGD Finance Holdings Limited 雨潤國鼎金融控股有限公司 (until 2014-01-24)
Yurun Guoding Finance Holdings Limited 雨潤國鼎金融控股有限公司 (until 2012-03-18)
Yurun Guoding Capital Limited 雨潤國鼎資本有限公司 (until 2011-06-01)
Category:
Buyside · Hedge fund ?
Registered address:
Suite 4701, 47/F, Central Plaza, 18 Harbour Road, Wanchai
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 9 - Asset management 2012-08-06 present

Licensed staff trend

- Total licensed staff, all activities

Licensed staff (all-time) (19)

Active on date
Name Activities First licensed To
Frances Wai Chun Szeto 司徒惠珍 RO 9 Rep 9 2016-12 Present
Jin Wu 武瑾 RO 9 Rep 9 2016-01 Present
Jun Zhu 祝珺 RO 9 Rep 9 2018-03 Present
Mei Ling Lam Rep 9 2023-03 Present
Yuan Zhu 祝媛 RO 9 Rep 9 2017-10 2019-03
Ying Li 李盈 Rep 9 2016-11 2018-12
Shichao Li 李世超 Rep 9 2013-08 2017-01
Yuen Kin Lo 盧元堅 RO 9 Rep 9 2013-08 2016-12
Liuyi Zhu 朱六一 RO 9 2016-04 2016-10
Han Yan 嚴涵 Rep 9 2015-06 2016-07
Shing Man Ngai 魏晟旻 Rep 9 2016-01 2016-06
Hua Shen 沈華 RO 9 2012-08 2016-02
Sheng Zhou 周晟 Rep 9 2014-11 2015-11
Yui Lee 李銳 RO 9 2013-01 2015-11
Yong Li 李勇 Rep 9 2015-01 2015-09
Junbin Xu 徐軍斌 RO 9 2012-08 2015-09
Hoi San Yiong 楊海山 Rep 9 2015-04 2015-08
Shaojie Qu 曲少杰 Rep 9 2014-04 2015-04
Damo Zhang 張大漠 Rep 9 2012-08 2013-04
Showing 1–19 of 19

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 - 947 staff - 1 shared activity type - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 928 staff - 1 shared activity type - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 846 staff - 1 shared activity type - 華泰金融控股(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 467 staff - 1 shared activity type - 招商證券(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 - 442 staff - 1 shared activity type - 光大證券投資服務(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 422 staff - 1 shared activity type - 宏利投資管理(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 318 staff - 1 shared activity type - 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 - 271 staff - 1 shared activity type - 瑞穗證券亞洲有限公司

Related