Yui Lee
李銳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yui Lee (李銳), a licensed former licensee with CE reference ANZ814. This person has 5.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2013-01-07 | 2015-11-06 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2008-03-20 | 2009-05-07 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2008-03-20 | 2009-05-07 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-09-25 | 2008-02-27 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-09-25 | 2008-02-27 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2006-09-25 | 2008-02-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yui Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.