Yuen Kin Lo
盧元堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Kin Lo (盧元堅), a licensed former licensee with CE reference ACT012. This person has 9.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Positano Wealth Management Limited 知見財富管理顧問有限公司 |
RO | Type 4 - Advising on securities | 2017-09-01 | 2019-02-01 |
| Positano Wealth Management Limited 知見財富管理顧問有限公司 |
RO | Type 9 - Asset management | 2017-09-01 | 2019-02-01 |
| Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2015-11-05 | 2016-12-30 |
| Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-08-19 | 2015-11-05 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2009-09-18 | 2013-08-09 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 4 - Advising on securities | 2009-04-02 | 2013-08-09 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 9 - Asset management | 2009-04-02 | 2013-08-09 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 9 - Asset management | 2009-02-09 | 2009-04-02 |
| Zhifu Capital Partner Limited 智富投資國際管理有限公司 |
RO | Type 9 - Asset management | 2008-04-25 | 2008-11-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Kin Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.