Yuen Kin Lo
盧元堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Kin Lo (盧元堅), CE reference ACT012. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Positano Wealth Management Limited 知見財富管理顧問有限公司 |
RO | Type 4 — Advising on securities | 2017-09-01 | 2019-02-01 |
| Positano Wealth Management Limited 知見財富管理顧問有限公司 |
RO | Type 9 — Asset management | 2017-09-01 | 2019-02-01 |
| Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2015-11-05 | 2016-12-30 |
| Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-08-19 | 2015-11-05 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2009-09-18 | 2013-08-09 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 4 — Advising on securities | 2009-04-02 | 2013-08-09 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
RO | Type 9 — Asset management | 2009-04-02 | 2013-08-09 |
| China Shenghai Investment Management Limited 中國盛海投資管理有限公司 |
Rep | Type 9 — Asset management | 2009-02-09 | 2009-04-02 |
| Zhifu Capital Partner Limited 智富投資國際管理有限公司 |
RO | Type 9 — Asset management | 2008-04-25 | 2008-11-13 |