Golden Mountain Financial Limited
金山金融有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Golden Mountain Financial Limited (金山金融有限公司), a Hong Kong-based licensed corporation with CE reference AYI978. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts. Current licensed staff on file: 4 (total recorded over time: 29). Earliest licence on file: 2012-03-30.
- Category:
-
Sell side · Brokerage ?
- Registered address:
- 17/F, Sang Woo Building, 227-228 Gloucester Road, Wanchai
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2014-03-25 | present |
| Type 2 - Dealing in futures contracts | 2012-03-30 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (29)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Lijun Cheng 程立軍 | RO 1, 2 Rep 1, 2 | 2012-04 | Present |
| Yuen Yu Wong 黃婉瑜 | RO 1, 2 Rep 1, 2 | 2019-06 | Present |
| Yiu Kei Yip 葉耀基 | RO 1, 2 Rep 2 | 2012-06 | Present |
| Lu Yu 余璐 | Rep 1, 2 | 2014-10 | Present |
| Lu Yin 尹璐 | Rep 1, 2 | 2024-08 | 2025-07 |
| Yuping Zhao 趙宇萍 | Rep 2 | 2012-06 | 2025-05 |
| Dan Jin 金丹 | Rep 1, 2 | 2022-05 | 2022-08 |
| Li Li 李莉 | Rep 1, 2 | 2018-06 | 2021-07 |
| Gabrielle Yee Chuk Ching 程伊竹 | Rep 1, 2 | 2019-02 | 2021-03 |
| Masahito Iso | RO 1, 2 | 2012-03 | 2019-04 |
| Jackie Yau Chun Chiu 趙右焌 | Rep 1, 2 | 2018-05 | 2018-06 |
| Cheong Yuen Ho 何昌遠 | Rep 1, 2 | 2017-04 | 2018-01 |
| Ming Pong Tse 謝明邦 | Rep 1, 2 | 2017-03 | 2017-03 |
| Muk Kin Lam 林木堅 | Rep 1, 2 | 2015-08 | 2017-02 |
| Woon Chi Li 李煥志 | RO 2 | 2012-03 | 2016-04 |
| Chun Ngai Wu 鄔俊毅 | Rep 1, 2 | 2014-10 | 2015-07 |
| Ye Zhong 鍾燁 | Rep 1, 2 | 2014-09 | 2015-05 |
| Wuqiu Zou 鄒吳秋 | Rep 1, 2 | 2013-08 | 2015-01 |
| Ying Xiong 熊瑛 | Rep 1, 2 | 2012-08 | 2014-12 |
| Chun Yuk Lam 林俊旭 | Rep 1, 2 | 2014-06 | 2014-09 |
| Man Kin Chak 翟文健 | Rep 1, 2 | 2014-07 | 2014-09 |
| Nga Ying Hui 許雅英 | Rep 2 | 2012-12 | 2013-09 |
| Sze Wai Chong 莊思偉 | Rep 2 | 2013-04 | 2013-09 |
| Shuoyu Chen 陳碩雨 | Rep 2 | 2012-12 | 2013-03 |
| Siu Kwan Choy 蔡小軍 | Rep 2 | 2012-09 | 2012-12 |
| Nim Chi Wong 王念慈 | Rep 2 | 2012-08 | 2012-11 |
| Yang Li 酈揚 | Rep 2 | 2012-06 | 2012-08 |
| Kai Tin Lam 林佳典 | Rep 2 | 2012-06 | 2012-08 |
| Shui Leung Au 區瑞良 | Rep 2 | 2012-05 | 2012-05 |
Showing 1–29 of 29
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