Nim Chi Wong
王念慈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nim Chi Wong (王念慈), a licensed former licensee with CE reference AUC504. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Mountain Financial Limited 金山金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-08-20 | 2012-11-07 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-21 | 2012-06-18 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2009-12-02 | 2012-06-18 |