China Assets Investment Management Limited

中國資本投資管理有限公司

CE No. AAZ111 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for China Assets Investment Management Limited (中國資本投資管理有限公司), a Hong Kong-based licensed corporation with CE reference AAZ111. Currently licensed for regulated activity type(s) 4 - Advising on securities; 6 - Advising on corporate finance; 9 - Asset management. Current licensed staff on file: 3 (total recorded over time: 10).
Category:: Buyside · Asset management ?
Registered address:: 19/F, Wing On House, 71 Des Voeux Road Central, Central
Website:
LinkedIn:

Activity	From	To
Type 4 - Advising on securities	Pre-2003	present
Type 6 - Advising on corporate finance	Pre-2003	present
Type 9 - Asset management	Pre-2003	present

- Total licensed staff, all activities

Active on date RO only

Name	Activities	First licensed	To
Sau Mei Chan 陳秀媚	RO 4, 6, 9 Rep 4, 6, 9	2007-09	Present
On Kwok Lau 劉安國	RO 4, 6, 9 Rep 4, 6, 9	Pre-2003	Present
Zheng Gu 顧諍	Rep 4, 6, 9	2015-09	Present
Suit Khown Chan	RO 4, 6, 9 Rep 4, 6, 9	2010-04	2020-02
Louis Man Fai Kwan 關文輝	RO 4, 9	2018-08	2019-12
Xiao Feng Xu 徐晓鋒	RO 4, 6, 9	2006-07	2012-09
Jun-How Lin 林俊豪	Rep 4, 6, 9	2011-07	2012-04
Feng Bao 包豐	RO 4, 6, 9	2005-01	2006-07
Yik Yu Lam 林弋茹	Rep 4, 6, 9	2005-04	2006-07
Charlie Yucheng Shi 施宇澄	RO 4, 6, 9 Rep 4, 6, 9	Pre-2003	2004-05