Charlie Yucheng Shi
施宇澄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charlie Yucheng Shi (施宇澄), a licensed former licensee with CE reference AFA213. This person has 1.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 4 - Advising on securities | 2004-01-28 | 2004-05-06 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | 2004-01-28 | 2004-05-06 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
RO | Type 9 - Asset management | 2004-01-28 | 2004-05-06 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-28 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-01-28 |
| China Assets Investment Management Limited 中國資本投資管理有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-28 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Charlie Yucheng Shi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| On Kwok Lau | China Assets Investment Management Limited | 2003–2004 |