China Merchants Securities (HK) Co., Limited
招商證券(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for China Merchants Securities (HK) Co., Limited (招商證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAI650. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 6 - Advising on corporate finance; 9 - Asset management. Current licensed staff on file: 425 (total recorded over time: 1382). Earliest licence on file: 2005-02-15.
- Category:
-
Sell side · Investment banking
- Registered address:
- 48th Floor, One Exchange Square, Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | present |
| Type 2 - Dealing in futures contracts | 2005-02-15 | present |
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | present |
| Type 7 - Providing automated trading services | Pre-2003 | 2005-01-26 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (1382)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Anna Man Chan 陳敏 | RO 1, 4 Rep 1 | 2009-04 | Present |
| Ka Ming Chan 陳家明 | RO 6 Rep 1, 6 | 2026-03 | Present |
| Yang Chen 陈阳 | RO 6 Rep 1, 6 | 2025-04 | Present |
| Zhujing Chen 陳珠菁 | RO 1 Rep 1 | 2021-08 | Present |
| Ho Tung Chung 鍾浩東 | RO 6 Rep 1, 6 | 2026-05 | Present |
| Lufeng Cong 叢魯峰 | RO 1, 2, 4 Rep 1, 2, 4 | 2004-06 | Present |
| Jingyi Fan 樊婧懿 | RO 1, 6 Rep 1, 6 | 2024-08 | Present |
| Chung Bo Fong 方松波 | RO 6 Rep 1, 6 | 2010-10 | Present |
| Siu Hing Heung 香兆興 | RO 6 Rep 1, 6 | 2026-04 | Present |
| Yue Jiang 姜越 | RO 1, 4 Rep 1, 4 | 2022-06 | Present |
| Yuk Chuen Kong 江育全 | RO 6 Rep 1, 6 | 2025-08 | Present |
| Yan Lai 賴焉 | RO 1, 6 Rep 1, 6 | 2022-01 | Present |
| Cheuk Ho Lau 劉焯豪 | RO 1 Rep 1, 4 | 2017-10 | Present |
| Kwok Yan Lee 李珏昕 | RO 6 Rep 1, 6 | 2026-03 | Present |
| Sam Yat Fai Lee 李日暉 | RO 4 Rep 4 | 2013-09 | Present |
| Wing Yin Lee 李詠賢 | RO 1 Rep 1 | 2021-05 | Present |
| Sheng Liang 梁胜 | RO 1 Rep 1 | 2020-04 | Present |
| Haiyan Liu 刘海燕 | RO 1, 2, 4, 6, 9 | 2026-05 | Present |
| Kai Kin Liu 廖啓健 | RO 6 Rep 1, 6 | 2026-05 | Present |
| Gonglu Lu 鲁公路 | RO 1, 2, 4, 6, 9 Rep 1, 2, 4, 6, 9 | 2022-06 | Present |
| Yi Luo 羅軼 | RO 1, 6 Rep 1, 6 | 2023-09 | Present |
| Wai Hung Mok 莫偉雄 | RO 1 Rep 1 | 2021-04 | Present |
| Patrick Wai Bill Shum 岑維標 | RO 1, 4, 9 | 2010-11 | Present |
| Fung Tang 鄧峰 | RO 6 Rep 1, 6 | 2025-10 | Present |
| Chun Hei Tsoi 蔡進曦 | RO 1 Rep 1 | 2011-05 | Present |
| Jian Wang 王堅 | RO 1, 6 Rep 1, 6 | 2016-11 | Present |
| Ruoxi Wang 王若熹 | RO 1 Rep 1, 6 | 2022-08 | Present |
| Tang Kit Wong 王騰傑 | RO 4 Rep 4 | 2019-01 | Present |
| Tin Yu Wong 黃天宇 | RO 1 Rep 1, 4 | 2007-06 | Present |
| Weng Kuong Wong 黃永光 | RO 1, 2, 4 Rep 1, 4 | 2004-03 | Present |
| Boji Xie 謝帛芰 | RO 1 Rep 1, 6 | 2023-07 | Present |
| Xinze Xiong 熊新賾 | RO 6 Rep 6 | 2013-11 | Present |
| Lixin Zhang 張立新 | RO 1, 2, 4, 9 Rep 1 | 2019-12 | Present |
| Na Zhang 張娜 | RO 1 Rep 1 | 2011-11 | Present |
| Guangyuan Zhao 趙光遠 | RO 6 Rep 6 | 2016-10 | Present |
| Fei Ai 艾斐 | Rep 6 | 2025-09 | Present |
| Xinning Ai 艾馨宁 | Rep 1, 4 | 2024-09 | Present |
| Ting Au Yeung 歐陽婷 | Rep 1 | 2018-08 | Present |
| Angus Wai Kai Au-Yeung 歐陽為鍇 | Rep 1, 6 | 2026-07 | Present |
| Yang Bai 白揚 | Rep 1, 6 | 2026-07 | Present |
| Shiying Bao 鮑詩穎 | Rep 1, 6 | 2025-06 | Present |
| Anglin Cai 蔡昂麟 | Rep 6 | 2024-03 | Present |
| Xiaomei Cai 蔡小梅 | Rep 6 | 2026-08 | Present |
| Jun Cao 曹軍 | Rep 1 | 2014-12 | Present |
| Zhipeng Cao 曹志鹏 | Rep 6 | 2025-05 | Present |
| Chung Hang Chak 翟仲衡 | Rep 6 | 2024-02 | Present |
| Chi Sum Chan 陳志森 | Rep 1 | 2015-01 | Present |
| Kit Ling Chan 陳潔玲 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Tat Yin Chan 陳達賢 | Rep 6 | 2021-08 | Present |
| Wang Chan 陳宏 | Rep 1 | 2021-04 | Present |
| Wing Sze Chan 陳穎詩 | Rep 1 | 2014-09 | Present |
| Anqi Chang 常桉棋 | Rep 1 | 2021-03 | Present |
| Hocky Chang 張賀喬 | Rep 1 | 2016-03 | Present |
| Hung Chau 周洪 | Rep 1 | 2021-03 | Present |
| Hongdao Chen 陳泓道 | Rep 4 | 2024-06 | Present |
| Jiawei Chen 陈佳伟 | Rep 6 | 2025-12 | Present |
| Mingwei Chen 陈明玮 | Rep 6 | 2025-07 | Present |
| Shaomian Chen 陈少勉 | Rep 6 | 2025-04 | Present |
| Shiyu Chen 陈诗雨 | Rep 6 | 2025-08 | Present |
| Tao Chen 陈涛 | Rep 6 | 2025-10 | Present |
| Xiaoyun Chen 陳曉云 | Rep 1 | 2020-10 | Present |
| Yue Chen 陳悅 | Rep 1 | 2025-09 | Present |
| Yueqin Chen 陈玥沁 | Rep 6 | 2025-08 | Present |
| Zhuhong Chen 陳鑄鴻 | Rep 4 | 2024-03 | Present |
| Ching To Cheng 鄭鉦陶 | Rep 1 | 2021-11 | Present |
| Eddy Wai Kai Cheng 鄭偉佳 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Helen Cheng 鄭禧倫 | Rep 1 | 2021-03 | Present |
| King Hang Cheng 鄭敬鏗 | Rep 1, 6 | 2025-10 | Present |
| Xiaoyu Cheng 程晓宇 | Rep 1 | 2025-12 | Present |
| Charlotte Ngai Yi Cheung 張艾儀 | Rep 1, 4, 6, 7, 9 | Pre-2003 | Present |
| Hoi Ting Cheung 張海婷 | Rep 1, 6 | 2026-05 | Present |
| Raymond Shiu Sing Cheung 張劭聲 | Rep 1, 4 | 2021-06 | Present |
| Wan Piu Cheung 張運標 | Rep 1 | 2023-04 | Present |
| Yik Sing Cheung 張奕星 | Rep 1 | 2014-10 | Present |
| Cheng Chi 迟骋 | Rep 6 | 2025-07 | Present |
| Winston Wing Yiu Chim 詹永耀 | Rep 1 | 2021-04 | Present |
| Ah Man Chin 錢亞敏 | Rep 1 | 2006-08 | Present |
| Yat Sha Chiu 趙一沙 | Rep 1 | 2021-04 | Present |
| Vanessa Lai Hang Choi 蔡勵恆 | Rep 1, 4 | 2017-10 | Present |
| Ngai Chung Chong 莊艾聰 | Rep 1 | 2021-03 | Present |
| Ka Chun Chuang 莊家俊 | Rep 1 | 2021-03 | Present |
| Chau Kam Chung 鍾秋琴 | Rep 1 | 2020-06 | Present |
| Xinxuan Cui 崔鑫璇 | Rep 1 | 2026-08 | Present |
| Yongfeng Cui 崔永锋 | Rep 6 | 2026-01 | Present |
| Beibei Deng 邓蓓蓓 | Rep 6 | 2025-08 | Present |
| Xiaomei Deng 鄧小妹 | Rep 1, 6 | 2026-06 | Present |
| Lei Ding 丁镭 | Rep 6 | 2026-08 | Present |
| Qizhou Dong 董启舟 | Rep 6 | 2025-08 | Present |
| Ruiqin Dong 董瑞钦 | Rep 6 | 2025-08 | Present |
| Fan Fan 樊帆 | Rep 6 | 2018-05 | Present |
| Xijing Fan 樊希婧 | Rep 1, 6 | 2021-11 | Present |
| Yaoxing Fan 樊耀星 | Rep 1 | 2025-11 | Present |
| Zhanbo Fang 房湛博 | Rep 1, 4 | 2023-04 | Present |
| Chengfei Fu 傅程飛 | Rep 1, 6 | 2026-04 | Present |
| Chengxi Gao 高成蹊 | Rep 1, 6 | 2026-06 | Present |
| Duan Gao 高端 | Rep 1 | 2024-01 | Present |
| Jingjin Gao 高靖金 | Rep 1, 6 | 2025-10 | Present |
| Qi Gao 高琦 | Rep 1, 4 | 2021-03 | Present |
| Yuan Gao 高源 | Rep 1, 6 | 2026-01 | Present |
| Wanyi Ge 葛婉逸 | Rep 1, 4 | 2026-03 | Present |
Showing 1–100 of 1382
Other Hong Kong SFC firms with overlapping regulated activities
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 5 shared activity types - 華泰金融控股(香港)有限公司
BlackRock Asset Management North Asia Limited
CE AFF275 - 240 staff - 5 shared activity types - 貝萊德資產管理北亞有限公司
Yuanta Securities (Hong Kong) Company Limited
CE ABS015 - 137 staff - 5 shared activity types - 元大證券(香港)有限公司
Sinolink Securities (Hong Kong) Company Limited
CE AAI195 - 124 staff - 5 shared activity types - 國金證券(香港)有限公司
Quam Securities Limited
CE AAC577 - 105 staff - 5 shared activity types - 華富建業證券有限公司
uSmart Securities Limited
CE BJA907 - 99 staff - 5 shared activity types - 盈立證券有限公司
Zheshang International Financial Holdings Co., Limited
CE BGD825 - 56 staff - 5 shared activity types - 浙商國際金融控股有限公司
Mirae Asset Securities (HK) Limited
CE BJB333 - 44 staff - 5 shared activity types - 未來資產證券(香港)有限公司