Sam Yat Fai Lee
李日暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Yat Fai Lee (李日暉), CE reference AFJ510. Currently licensed at 1 firm(s): China Merchants Securities (HK) Co., Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-05-06 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-21 | 2024-05-06 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-01-03 | 2022-11-18 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-18 | 2019-01-03 |
| Mango Financial Limited 芒果金融有限公司 |
RO | Type 4 — Advising on securities | 2018-04-30 | 2018-10-09 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-07 | 2018-04-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-09-04 | 2017-09-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-16 | 2012-03-01 |